BD Directory of Broker Dealers for Sale

BD Directory of Broker Dealers for Sale

Broker Dealers and BD for sale listings and national directory. Free listings for all FINRA and NASD Broker Dealers who want to sell or buy a BD or FINRA or NASD Broker Dealers.

Pension Service Associates Securities Corporation (PSAS) is for sale. PSAS (CRD 29919) is a registered BD Broker Dealer California s-corporation, and was established 20 years ago. PSAS, a FINRA and NASD Member since 1992, is COMPLETELY CLEAN, with a pristine 20-year track record of no customer complaints. PSAS is a registered BD, approved for Broker Dealer selling of mutual funds and variable annuities. Firm has one principal, and has a $5K net capital requirement. Firm files quarterly FOCUS reports and has up-to-date annual certified audits.

Transaction includes approximately $3.5 million in mutual fund IRA Rollover and SEP IRA assets that generate approximately $8,000 to $10,000 annually in 12-B1 trailers. Average age of these mutual fund retirement accounts is approximately 10 years, and includes funds with John Hancock, MFS, Putnam, Evergreen, Black Rock, Eaton Vance and others. PSAS has approximately 100 clients, who have all been with PSAS for a minimum of 10 years. Asking $55,000.

For more information please contact PSAS by email to:
James Gilbert jgilbert@401k-network.com or contact PSAS assistant Pam Buckley at (818) 501-4021